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R1b and the Indo-European Languages

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In human genetics, Haplogroup R1b is the most frequently occurring Y-chromosome haplogroup in Western Europe and amongst speakers of Chadic languages in Sub-Saharan Africa. R1b is also present at lower frequencies throughout Eastern Europe, Western Asia, Central Asia, and parts of North Africa. Due to European emigration it also reaches high frequencies in the Americas and Australia.

Haplogroup R1b is now defined by the presence of the single-nucleotide polymorphism (SNP) mutation M343, which was discovered in 2004. From 2002 to 2005, R1b was defined by the presence of SNP P25. Prior to 2002, today’s Haplogroup R1b had a number of names in differing nomenclature systems, such as Hg1 and Eu18.

Further information: Conversion table for Y chromosome haplogroups

In turn, while Western Europe is dominated by the R1b1b2 (R-M269) branch of R1b, the Chadic speaking area in Africa is dominated by the branch known as R1b1a (R-V88). These represent two very successful “twigs” on a much bigger “family tree”.

Origin of R1b

It was initially believed that R1b originated in western Europe where (considered as a whole, including subclades) it reaches its highest frequencies. However many geneticists now believe that R1b arose in Western Asia. Indeed, R1b’s variance increases as one moves east, leading to the view that R1b originated further east, and that M269 was carried as a rapidly expanding lineage from the Near East via Anatolia to the western fringe of Europe during the Neolithic.

R1b* (that is R1b with no subsequent mutations) is extremely rare. Examples have been found in Europe and Western Asia, for example two in a sample from Turkey. However it is possible that some or all examples represent a reversion of marker P25 from R1b1*. Most examples of R1b fall into its much more recent subclades.

In 2008 T. Karafet et al., based on the latest discoveries on polymorphisms, rearranged the human paternal phylogenetic tree by adding one new haplogroup and altering some of the estimated ages of previously known haplogroups, including the parent haplogroup to R1b, R1, now considered to have originated 18,500 BP.

Anatolian or Caucasian origins?

The origins of R1b are not entirely clear to this day. Some of the oldest forms of R1b are found in the Near East and around the Caucasus. Haplogroup R1* and R2* might have originated in southern Central Asia (between the Caspian and the Hindu Kush). A branch of R1 would have developed into R1b* then R1b1* in the northern part of the Middle East during the Ice Age. It presumptively moved to northern Anatolia and across the Caucasus during the early Neolithic, where it became R1b1b. The Near Eastern leftovers evolved into R1b1a (M18), now found at low frequencies among the Lebanese and the Druze.The Phoenicians (who came from modern day Lebanon) spread this R1b1a and R1b1* to their colonies, notably Sardinia and the Maghreb.

The subclades R1b1b1 and R1b1b2 (the most common form in Europe) are closely associated with the spread of Indo-European languages, as attested by its presence in all regions of the world where Indo-European languages were spoken in ancient times, from the Atlantic coast of Europe to the Indian subcontinent, including almost all Europe (except Finland and Bosnia-Herzegovina), Anatolia, Armenia, Europan Russia, southern Siberia, many pockets around Central Asia (notably Xinjiang, Turkmenistan, Tajikistan and Afghanistan), without forgetting Iran, Pakistan, India and Nepal. The history of R1b and R1a are intricately connected to each others. Whereas R1b1 is found is such places as the Levant or Cameroon, R1b1b mostly likely originated in north-eastern Anatolia.

The North Caucasus and the Pontic-Caspian steppe : the Indo-European link

Modern linguists have placed the Proto-Indo-European homeland in the Pontic-Caspian steppe, a distinct geographic and archeological region extending from the Danube estuary to the Ural mountains to the east and North Caucasus to the south.

The Neolithic, Eneolithic and early Bronze Age cultures in Pontic-Caspian steppe has been called the Kurgan culture (Marija Gimbutas), due to the lasting practice of burying the deads under mounds (“kurgan”) among the succession of cultures in that region. Horses were first domesticated around 4000 BCE in the steppe, perhaps somewhere around the Don or the lower Volga, and soon became a defining element of steppe culture (7000-2200 BCE).

During the Bronze-age period, known as the Yamna horizon (3300-2500 BCE), the cattle and sheep herders adopted wagons to transport their food and tents, which allowed them to move deeper into the steppe, giving rise to a new mobile lifestyle that would eventually lead to the great Indo-European migrations.

The Pontic-Caspian steppe cultures can be divided in a western group, ranging from the Don River to the Dniester (and later Danube), and an eastern one, in the Volga-Ural region. The Pontic steppe was probably inhabited by men of mixed R1a and R1b lineages, with higher densities of R1b just north of the Caucasus, and more R1a in the the northern steppes and the forest-steppes.

R1b almost certainly crossed over from northern Anatolia to the Pontic-Caspian steppe. It is not clear whether this happened before, during or after the Neolithic. A regular flow of R1b across the Caucasus cannot be excluded either. The genetic diversity of R1b being greater around the Caucasus, it is hard to deny that R1b settled and evolved there before entering the steppe world. Does that mean that Indo-European languages originated in the steppes with R1a people, and that R1b immigrants blended into the established culture ? Or that Proro-Indo-European language appear in northern Anatolia or in the Caucasus, then spread to the steppes with R1b ? Or else did Proro-Indo-European first appear in the steppe as a hybrid language of Caucasian/Anatolian R1b and steppe R1a ? This question has no obvious answer, but based on the antiquity and archaic character of the Anatolian branch (Hittite, Palaic, Luwian, Lydian, and so on) an northern Anatolian origin of Proto-Indo-European is credible. Furthermore, there is documented evidence of loan words from Caucasian languages in Indo-European languages. This is much more likely to have happened if Proto-Indo-European developed near the Caucasus than in the distant steppes. R1b would consequently have been the spreading factor of PIE to the steppes, and from there to Europe, Central Asia and South Asia.

The Maykop culture, the R1b link to the steppe?

The Maykop culture (3700-2500 BCE), in the North Caucasus, was culturally speaking a sort of southern extension of the Yamna horizon. Although not generally considered part of the Pontic-Caspian steppe culture due to its geography, the North Caucasus had close links with the steppe, as attested by numerous ceramics, gold, copper and bronze weapons and jewelry in the contemporaneous cultures of Mikhaylovka, Sredny StogKemi Oba. The link between the North Pontic and North Caucasus is older than the Maykop period. Its predecessor, the Svobodnoe and culture (4400-3700 BCE), already had links to the Suvorovo-Novodanilovka and early Sredny Stog cultures, and the even older Nalchik settlement (5000-4500 BCE) displayed a similar culture as Khvalynsk on the Volga. This may be the period when R1b started interracting and blending with the R1a population of the steppes.

The Yamna and Maykop people both used kurgan burials, with their deads in a supine position with raised knees and oriented in a north-east/south-west axis. Graves were sparkled with red ochre on the floor, and sacrificed dometic animal buried alongside humans. They also had in common horse riding, wagons, a cattle- and sheep-based economy, the use of copper/bronze battle-axes (both hammer-axes and sleeved axes) and tanged daggers. In fact, the oldest wagons and bronze artefacts are found in the North Caucasus, and spread from there to the steppes.

Maykop was an advanced Bronze Age culture, actually one of the very first to develop metalworking, and therefore metal weapons. The world’s oldest sword was found at a late Maykop grave in Klady kurgan 31. Its style is reminiscent of the long Celtic swords, though less elaborated. Horse bones and depictions of horses already appear in early Maykop graves, suggesting that the Maykop culture might have been founded by steppe people or by people who had close link with them. However, the presence of cultural elements radically different from the steppe culture in some sites could mean that Maykop had a hybrid population. Without DNA testing it is impossible to say if these two populations were an Anatolian R1b group and a G2a Caucasian group, or whether R1a people had settled there two. The two or three etnicities might even have cohabited side by side in different settlements. Typical Caucasian Y-DNA lineages (such as G2a) do not follow the pattern of Indo-European migrations, so intermarriages must have been limited, or at least restricted to Indo-European men taking Caucasian wives rather than the other way round.

Maykop people are the ones credited for the introduction of primitive wheeled vehicles (wagons) from Mesopotamia to the steppes. This would revolutionise the way of life in the steppe, and would later lead to the development of (horse-drawn) war chariots around 2000 BCE. Cavalry and chariots played an vital role in the subsequent Indo-European migrations, allowing them to move quickly and defeat easily anybody they encountered. Combined with advanced bronze weapons and their sea-based culture, the western branch (R1b) of the Indo-Europeans from the Black Sea shores are excellent candidates for being the mysterious Sea Peoples, who raided the eastern shores of the Mediterranean during the second millennium BCE.

The rise of the IE-speaking Hittites in Central Anatolia happened a few centuries after the disappearance of the Maykop culture. A back migration from the North Caucasus to northern Anatolia is very likely in this age of expansion. What is certain is that the Hittites used chariots, invented in the Volga-Ural steppes. R1a being found a low frequencies in Armenia and northern Anatolia, it is not unreasonable to imagine that a hybrid group of R1a-R1b from the Volga-Ural region migrated to this region sometime between 2000 BCE and 1650 BCE.


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